FDIC Employs 2 EU Regulators to Strengthen Resolution Committee

Nov 28, 2023

FDIC Employs 2 EU Regulators to Strengthen Resolution Committee

The Federal Deposit Insurance Corp. (FDIC) has announced that it is bolstering its Systemic Resolution Advisory Committee by adding two European financial regulatory experts. This move is aimed at enhancing the agency’s resolution authority under the Dodd-Frank Act. The committee, which is set to meet on December 5, 2023, will benefit from the valuable insights and experience of these new members.

Meet the New Members

The first addition to the committee is Sir Jon Cunliffe, who previously held key positions at the Bank of England, including the role of Deputy Governor for Financial Stability. Sir Jon also served as the UK permanent representative to the European Union and as the international economic advisor to the Prime Minister. His extensive background in financial stability and international relations will provide valuable expertise to the committee.

The second new member is Elke Koenig, former Chair of the Single Resolution Board and former President of the German Federal Financial Supervisory Authority. As the designated resolution authority for certain banks in the euro area, Koenig brings invaluable knowledge and experience to the table. Her expertise in overseeing bank resolutions will contribute to the committee’s discussions on systemic financial companies.

Advisory Committee Roles and Responsibilities

The Systemic Resolution Advisory Committee advises the FDIC on various policy issues related to the resolution of systemically important financial companies. It currently consists of 19 members, including prominent figures from both the American and European banking sectors. The committee’s main responsibilities include analyzing the effects of a company’s failure on financial stability and economic conditions, studying market understanding of resolution tools, and coordinating global planning for the resolution of internationally active companies.

Resolution Planning under Dodd-Frank

The FDIC’s focus on resolution planning has intensified in recent times, particularly after several regional bank failures earlier this year. The agency proposes to enhance resolution planning requirements for banks with assets of $100 billion or more. Additionally, it aims to strengthen resolution plans for domestic and foreign banks with U.S. branches holding assets between $250 billion and $700 billion. These measures align with the authority granted by the Dodd-Frank Act, which empowers the FDIC to facilitate the orderly resolution of large and complex financial institutions.

The Importance of International Cooperation

The inclusion of European regulatory experts in the committee highlights the significance of international cooperation in resolving financial crises. As financial institutions operate globally, it is crucial to have a coordinated approach to managing potential failures. The committee’s goal is to standardize resolution standards worldwide and promote a unified response to systemic risks.

FAQs (Frequently Asked Questions)

1. What is the Systemic Resolution Advisory Committee?

The Systemic Resolution Advisory Committee is a group of experts who provide advice and recommendations to the FDIC on policy matters related to the resolution of systemically important financial companies.

2. Who are the new European members of the committee?

The new European members of the committee are Sir Jon Cunliffe, former Deputy Governor for Financial Stability at the Bank of England, and Elke Koenig, former Chair of the Single Resolution Board.

3. What is the role of the committee?

The committee analyzes the effects of a covered company’s failure on financial stability and economic conditions, assesses market understanding of resolution tools, and coordinates global planning for the resolution of internationally active covered companies.

4. How does the committee contribute to Dodd-Frank resolution authority?

The committee’s advice and recommendations help strengthen the FDIC’s resolution authority granted by the Dodd-Frank Act, which enables the agency to facilitate the orderly resolution of large and complex financial institutions.

5. Why is international cooperation important in resolution planning?

Given the global operations of financial institutions, it is crucial to have a coordinated approach to managing potential failures. International cooperation ensures a unified response to systemic risks and the standardization of resolution standards around the world.

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